Key Documents

Developments in U.S. Securities Regulations Affecting Canadian Companies


September 24, 2009


Roger Schwall

Position / Title:

Assistant Director, Office of Natural Resources


U.S. Securities and Exchange Commission


Calgary, Alberta


There have been many new developments in U.S. securities laws and policies that affect Canadian and U.S. companies and their advisors. This panel of experts will analyze the important implications of the SEC’s new reserve reporting for energy companies; recent disclosure and regulatory initiatives; the increasingly international scope of financial reporting and government enforcement including the FCPA; the interplay between SEC and Canadian regulations; and other matters of interest to Canadian companies.

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