With a dynamic economy and continued uncertainties about the new Administration’s planned changes in diverse regulatory sectors, there are new and more complex risks that Directors must address and prepare for. The Distinguished Speakers will discuss new SEC enforcement initiatives and disclosure issues.
Topics will include internal corporate investigations; recent whistleblower developments; insider trading and other market abuses; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers. The Distinguished Speakers will also analyze best practices and steps that Boards should take to address these key issues.
Rick Williams, Managing Director, Williams Advisory Partners, LLC, will make Introductory Remarks
Regional Director (Boston)
U.S. Securities and Exchange Commission