The Directors Roundtable Institute Invites You to Attend a Program
For Corporate Directors & Sponsors of 401(k) and Other Retirement PlansDEALING SUCCESSFULLY WITH
COMPLIANCE & ENFORCEMENT PROGRAMS
FOR 401(K) & OTHER RETIREMENT PLANS
Under the IRS Compliance Check Questionnaire Program Tuesday, July 13, 2010
8:30 – 11:00 A.M. (8:00 A.M. Registration)
The Yale Club, 50 Vanderbilt Avenue, New York
There is no fee to attend and continental breakfast will be served.
2.5 hours of New York CLE & CPE credits is pending. The Distinguished Speakers will discuss key issues including:
• A Senior IRS Official’s discussion of the new 401(k) Compliance Check Questionnaire Project designed to provide a “snap shot” of your 401(k) plan and its use as an internal audit tool to identify and correct compliance problems.
• Expert practitioners will demonstrate how to use the IRS questionnaire to assess operational compliance and evaluate internal controls to avoid IRS audit penalties and other sanctions.
• A review of fiduciary governance procedures for 401(k) and other retirement plans to mitigate risk of personal liability.
• How a financial statement audit differs from a tax compliance audit and what are the implications of deficiencies in your plan’s internal controls to the IRS, DOL and SEC reporting requirements.
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
CPE: You may qualify for up to approximately 2.5 continuing professional education credits when you attend this program. KPMG is registered with the National Association of State Boards of Accountancy as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on acceptance of individual course credits. No advanced preparation or prerequisite is required for this program.
CLE: 2.5 General/Professional Practice hours pending approval in: AZ, CA, CO, FL, GA, IL, NJ, NY, NV, TX & VA.
Greenberg Traurig has been certified by the New York State CLE Board as an Accredited Provider of CLE in the State of NY, November 2007 - November 2010. This program is approved for experienced and newly admitted 'transitional' attorneys in room with speaker(s).
DISTINGUISHED SPEAKERS - Keynote Speaker: 8:30 – 9:15 AM,
Monika Templeman, Director of Employee Plan Examinations, Internal Revenue Service - Panel: 9:15 – 11:00 AM,
Jeffrey Mamorsky, Greenberg Traurig, LLP; Scott Reed & John Hubbe, KPMG LLP;
Candace Quinn & Terry Moore, Greenberg Traurig, LLP
Selected Biographies and Materials |
