Recent Events

The Directors Roundtable Institute and
University of Denver Sturm College of Law
Corporate & Commercial Law Program
Invite You to Attend a Program for Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
NEW SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Wednesday, June 1, 2016, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
University of Denver Sturm College of Law-Ricketson Law Building,
Room 290,
2255 East Evans Avenue, Denver

There is no fee to attend and continental breakfast will be served.
Two hours of Colorado CLE & CPE credits will be provided.

Agenda

With a slow economy and important initiatives by the U.S. government, there are significant regulatory and enforcement challenges that Directors must address.  The Distinguished Speakers will discuss the SEC’s current views regarding its new crowfunding rules, focus on “gatekeepers,” and its whistleblower and cooperation programs. Other topics will include Board effectiveness, composition and refreshment, investor and stakeholder engagement, whistleblower hotlines, and cyber and digital risks.

The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Distinguished Speakers

Jay A. Scoggins
Assistant Regional Director (Denver), Division of Enforcement, U.S. Securities and Exchange Commission

Michael R. Siebecker
Professor of Law, University of Denver Sturm College of Law

Jennifer Lee
Center for Board Matters, Ernst & Young LLP

Michael MacPhail
Partner, Faegre Baker Daniels LLP

Jeffrey Sherman
Partner, Faegre Baker Daniels LLP