The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors
Thursday, May 12, 2016, 7:30 – 9:00 A.M. (7:00 A.M. Registration)
The Houstonian Hotel, 111 North Post Oak Lane, Houston, TX 77024
There is no fee to attend and breakfast will be served.
CPE is approved and application has been made for
Minimum Continuing Legal Education (MCLE) credit
with the State Bar of Texas Committee on MCLE in the amount of 1.50 hours.
The Securities and Exchange Commission (SEC) has continued to pursue enforcement claims over a wide variety of issues. Meanwhile, securities class action filings have risen to the highest level since 2008 with plaintiff lawyers targeting companies in virtually every industry.
Join the new Regional Director of the SEC’s Fort Worth Office, and others, as they examine key securities litigation and enforcement issues impacting officers, directors and legal advisers. Topics will include:
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
Regional Director (Texas), U.S. Securities and Exchange Commission
Senior Managing Director, Forensic & Litigation Consulting, FTI Consulting, Inc.
Global Head of Dispute Resolution and Litigation, Head of US Securities Litigation, Investigations and SEC Enforcement, Norton Rose Fulbright
Partner, Head of SEC Enforcement, (Washington, DC), Norton Rose Fulbright
Managing Director, Lockton Companies, LLC, Directors & Officers’ Liability and Governance Risk Management Group