Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
CURRENT SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Wednesday, December 2, 2015, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
Santa Clara Marriott, 2700 Mission College Blvd., Santa Clara

There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.

Agenda

The Distinguished Speakers will discuss the SEC’s current views regarding enforcement priorities and disclosure issues. Topics will include corporate governance and compliance expectations; whistleblowers; insider trading; individual accountability for corporate wrongdoing; and implications for internal corporate investigations. The Distinguished Speakers will also discuss audit committee best practices and proactive steps that companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-­­­for-profit which organizes worldwide programming for Directors and their advisors.

Directors Roundtable is a State Bar of California approved MCLE provider. This activity has been approved for 2.0 hours of general MCLE credit.

Distinguished Speakers

Erin Schneider
Associate Regional Director and Head of Enforcement
(San Francisco), U.S. Securities and Exchange Commission

Kristin Feitzinger
Vice President, Cornerstone Research

Grant Fondo
Partner, Goodwin Procter LLP

Mike Jones
Partner, Goodwin Procter LLP