Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
CURRENT SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Wednesday, October 21, 2015, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
The City Club, 155 Sansome Street, San Francisco

There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.

Agenda

The Distinguished Speakers will discuss the SEC’s current views regarding enforcement priorities and disclosure issues. Topics will include corporate governance and compliance expectations; whistleblowers; insider trading; individual accountability for corporate wrongdoing; and implications for internal corporate investigations. The Distinguished Speakers will also discuss audit committee best practices and proactive steps that companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Distinguished Speakers

Erin Schneider
Associate Regional Director and Head of Enforcement
(San Francisco), U.S. Securities and Exchange Commission

Edward Westerman
Senior Managing Director, Forensic Accounting & Advisory Services, FTI Consulting

John Tang
Partner, Securities Litigation and SEC Enforcement Practice, Jones Day

Jack Friedman
President, Directors Roundtable Institute

Selected Biographies and Materials