Recent Events

Key Issues Facing Boards of Directors:
New SEC Enforcement Initiatives and Corporate Governance Risks

Tuesday, July 01, 2014
8:30 – 10:30 A.M. (8:00 A.M. Registration)
The Center Club, 650 Town Center Drive, Costa Mesa

There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.

Agenda

With a slowly recovering economy and important initiatives by the U.S. government, there are significant regulatory and enforcement challenges that Directors must address. The Distinguished Speakers will discuss the SEC’s current views regarding enforcement and disclosure issues. Topics will include compliance; internal corporate investigations; whistleblowers; insider trading; audit committee best practices; shareholder activism; governance; white collar defense; and the personal liability of Directors & Officers. The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Directors Roundtable is a State Bar of California approved MCLE provider. This activity has been approved for 2.0 hours of general MCLE credit.

Distinguished Speakers

  • Michele Layne, SEC Regional Director (Los Angeles/Orange County)
  • James Farrell, Partner, Latham & Watkins LLP
  • Kristin Feitzinger, Vice President, Cornerstone Research
  • Dana Kopper, Managing Director, Lockton Companies, LLC,
    Directors & Officers’ Liability and Governance Risk Management Group

Selected Biographies and Materials