Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
NEW SEC & DOJ ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Tuesday, May 19, 2015, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
California Club, 538 South Flower Street, Los Angeles

There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.

Agenda

With a gradually recovering economy and important initiatives by the U.S. government, there are significant regulatory and enforcement challenges that Directors must address. The Distinguished Speakers will discuss SEC and U.S. Attorney’s Office current views regarding enforcement and disclosure issues; and how they coordinate in civil and criminal cases. Topics will include compliance; internal corporate investigations; whistleblowers; insider trading; audit committee best practices; shareholder activism; governance; white collar defense; and the personal liability of Directors & Officers. The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Directors Roundtable is a State Bar of California approved MCLE provider. This activity has been approved for 2.0 hours of general MCLE credit.

Distinguished Speakers

Michele Layne, SEC Regional Director (Los Angeles/Orange County)

Stephanie Yonekura, Acting U.S. Attorney (Central District of California)

Dana Kopper, Managing Director, Lockton Companies, LLC,
Directors & Officers’ Liability and Governance Risk Management Group

James Kramer, Chair, Securities Litigation, Investigations and Enforcement Group
Orrick, Herrington & Sutcliffe LLP

Walter Brown, Jr., Practice Group Leader, White Collar & Corporate Investigations Group
Orrick, Herrington & Sutcliffe LLP