Key Documents

Developments in U.S. Securities Regulations Affecting Canadian Companies

Date:

09/24/2009

Name:

Roger Schwall

Position / Title:

Assistant Director, Office of Natural Resources

Company:

U.S. Securities and Exchange Commission

City:

Calgary, Alberta

Summary:

There have been many new developments in U.S. securities laws and policies that affect Canadian and U.S. companies and their advisors. This panel of experts will analyze the important implications of the SEC’s new reserve reporting for energy companies; recent disclosure and regulatory initiatives; the increasingly international scope of financial reporting and government enforcement including the FCPA; the interplay between SEC and Canadian regulations; and other matters of interest to Canadian companies.

Download PDF