Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
NEW SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Wednesday, April 5, 2017, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
Santa Clara Marriott, 2700 Mission College Blvd., Santa Clara

There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.

Agenda

With a changing economy and initiatives by the new Administration, there are significant regulatory and enforcement challenges that Directors must address.  The Distinguished Speakers will discuss the SEC’s views regarding enforcement and disclosure issues.  Topics will include internal corporate investigations; whistleblowers; insider trading; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers.  The Distinguished Speakers will also analyze best practices and proactive steps that Boards should take to address these key issues.

The Directors Roundtable Institute is a not-­­­for-profit which organizes worldwide programming for Directors and their advisors.

Directors Roundtable is a State Bar of California approved MCLE provider. This activity has been approved for 2.0 hours of general MCLE credit.

Distinguished Speakers

Jina Choi
Regional Director and Head of Enforcement
(San Francisco), U.S. Securities and Exchange Commission

Charles Lundelius
Managing Director, Berkeley Research Group

Grant Fondo & Mike Jones
Partners, Goodwin

Selected Biographies and Materials