Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
NEW SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Wednesday, March 29, 2017, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
The Downtown Harvard Club, One Federal Street, Boston

There is no fee to attend and continental breakfast will be served.

Agenda

With a changing economy and a likely shift in initiatives by the new Administration, there are significant regulatory and enforcement challenges that Directors must address and prepare for.  The Distinguished Speakers will discuss the SEC’s views regarding enforcement and disclosure issues.  Topics will include internal corporate investigations; whistleblowers; insider trading; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers.  The Distinguished Speakers will also analyze best practices and proactive steps that Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Distinguished Speakers

Paul Levenson
Regional Director (Boston)
U.S. Securities and Exchange Commission

Tony Jordan
Partner, EY

Todd Cronan & Jennifer Chunias
Partners, Goodwin

Rick Williams, Partner, Newport Board Group, Inc.
will make Introductory Remarks