The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors
Wednesday, March 1, 2017, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
There is no fee to attend and breakfast will be served.
Two hours of Texas MCLE and CPE credit are pending
With a changing economy and a likely shift in initiatives by the new Administration, there are significant regulatory and enforcement challenges that Directors must address and prepare for. The Distinguished Speakers will discuss the SEC’s views regarding enforcement and disclosure issues. Topics will include internal corporate investigations; whistleblowers; insider trading; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers. The Distinguished Speakers will also analyze best practices and proactive steps that Boards should take to address these key issues.
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
Regional Director (Texas)
U.S. Securities and Exchange Commission
Karl Dial (Moderator)
Shareholders, Greenberg Traurig, LLP
Senior Vice President, Corporate Risk & Governance,
USI Management & Professional Services Group