The Directors Roundtable Institute Invites You to Attend a Program For Boards of Directors & Their Advisors
NAVIGATING THE NEW REGULATORY LANDSCAPE: KEY CHALLENGES AND POTENTIAL CHANGES IN SEC ENFORCEMENT AND REGULATION
Wednesday, October 10, 2018, 7:30 – 9:00 A.M. (7:00 A.M. Registration) The Houstonian Hotel, 111 North Post Oak Lane, Houston, TX 77024
There is no fee to attend and breakfast will be served. Application has been made for Minimum Continuing Legal Education (MCLE) credit with the State Bar of Texas Committee on MCLE in the amount of 1.50 hours.
Shamoil Shipchandler, Regional Director of the Fort Worth Regional Office at the U.S. Securities and Exchange Commission (SEC) will examine key 2018 SEC enforcement initiatives and priorities and the implications for investors, companies, officers, directors and legal advisors.
The other Distinguished Speakers will address potential regulatory and enforcement challenges and what they mean for you and your company. Their topics will include:
Current SEC enforcement priorities and initiatives
SEC enforcement and class action litigation risk from cybersecurity issues
The recent uptick in securities class actions: causes, trends & impacts
How to defend merger litigation after Trulia
Cyan and the future of public offering class actions in state court
How Directors and Officers can mitigate their enforcement and litigation risks
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
Regional Director (Texas)
U.S. Securities and Exchange Commission
Partner-in-Charge, Austin, Norton Rose Fulbright
Partner, Norton Rose Fulbright
Executive Claims Director, North American Financial Lines Claims, Chubb