Current Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors, Their Advisors & Other Business Leaders

NAVIGATING THE NEW REGULATORY LANDSCAPE:
KEY CHALLENGES AND POTENTIAL CHANGES
IN SEC REGULATION AND ENFORCEMENT

Thursday, May 24, 2018, 8:30 – 10:00 A.M. (8:00 A.M. Registration)
Rosewood Mansion on Turtle Creek, 2821 Turtle Creek Blvd., Dallas, Texas 75219

 There is no fee to attend and breakfast will be served.
Application has been made for Minimum Continuing Legal Education (MCLE) credit
with the State Bar of Texas Committee on MCLE in the amount of 1.50 hours.

Agenda

Shamoil Shipchandler, Regional Director of the Fort Worth Regional Office at the U.S. Securities and Exchange Commission (SEC) will examine key 2018 SEC initiatives and priorities and the implications for investors, companies, officers, directors and legal advisers.

The other Distinguished Speakers will address potential regulatory and enforcement challenges and what they mean for you and your company. Their topics will include:

  • Current SEC enforcement priorities and initiatives
  • SEC enforcement and class action litigation risk from cybersecurity issues
  • The recent uptick in securities class actions: Causes, trends and impacts
  • How to defend merger litigation after Trulia
  • Cyan and the future of public offering class actions in state court
  • How directors and officers can mitigate their enforcement and litigation risks

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.

Distinguished Speakers

Shamoil Shipchandler

Shamoil Shipchandler

Regional Director (Texas)
U.S. Securities and Exchange Commission

Brad Mroski

Brad Mroski

Director, AlixPartners

Gerry Pecht

Gerry Pecht

Global Head of Dispute Resolution and Litigation; the US Co-Head of Regulations, Investigations, Securities and Compliance; Norton Rose Fulbright

Mark Oakes

Mark Oakes

Partner, Norton Rose Fulbright

Andrea Lieberman

Andrea Lieberman

Managing Director, Marsh

Registration

Please fill out the form below and click "Register." Questions about this event may be directed to Karen Todd at (727) 493-2067. If you cannot attend the event, you may obtain the program materials (if available) by completing the registration form and typing "program materials" where it asks for directorships.

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I would like to register for this event and receive information by e-mail regarding this and future events in my area.

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