Recent Events

The Directors Roundtable Institute Invites You to Attend a Program
For Boards of Directors & Their Advisors

KEY ISSUES FACING BOARDS OF DIRECTORS:
NEW SEC ENFORCEMENT INITIATIVES
AND CORPORATE GOVERNANCE RISKS

Thursday, April 5, 2018, 8:30 – 10:30 A.M. (8:00 A.M. Registration)
The Downtown Harvard Club, One Federal Street, Boston

Registration for this program is now closed.

There is no fee to attend and continental breakfast will be served.

Agenda

With a dynamic economy and continued uncertainties about the new Administration’s planned changes in diverse regulatory sectors, there are new and more complex risks that Directors must address and prepare for. The Distinguished Speakers will discuss the SEC’s views regarding enforcement and disclosure issues.

Topics will include internal corporate investigations; recent whistleblower developments; insider trading and other market abuses; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers. The Distinguished Speakers will also analyze best practices and steps that Boards should take to address these key issues.

Rick Williams, Managing Director, Williams Advisory Partners, LLC, will make Introductory Remarks