Tuesday, July 01, 2014
8:30 – 10:30 A.M. (8:00 A.M. Registration)
The Center Club, 650 Town Center Drive, Costa Mesa
There is no fee to attend and continental breakfast will be served.
Two hours of California MCLE credits will be provided.
With a slowly recovering economy and important initiatives by the U.S. government, there are significant regulatory and enforcement challenges that Directors must address. The Distinguished Speakers will discuss the SEC’s current views regarding enforcement and disclosure issues. Topics will include compliance; internal corporate investigations; whistleblowers; insider trading; audit committee best practices; shareholder activism; governance; white collar defense; and the personal liability of Directors & Officers. The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.
The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.
Directors Roundtable is a State Bar of California approved MCLE provider. This activity has been approved for 2.0 hours of general MCLE credit.